FNS40821
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FNS40821 Entry Requirements: What You Actually Need

No prior qualifications required—but understanding the full picture prevents costly surprises later.

Formal Prerequisites: The Facts

Prior Qualifications
Not Required

No Certificate III or other prior qualifications are required to enroll in FNS40821.

Work Experience
Not Required

No prior work experience in finance or mortgage broking is required, though it can be beneficial.

Basic Requirements (Verified by RTOs)

Age Requirements

Minimum Age: No formal age restriction for enrollment

Recommended: 18+ years for industry roles and ASIC licensing requirements

Literacy and Numeracy

Basic literacy and numeracy skills are required. RTOs may conduct a Language, Literacy and Numeracy (LLN) assessment to ensure you can successfully complete the course.

LLN Assessment typically covers:

  • • Reading comprehension
  • • Written communication
  • • Basic mathematics
  • • Digital literacy
Technology Requirements

For online or blended learning modes, you'll need:

  • Computer or laptop with reliable internet connection
  • Email address for course communications
  • Basic computer skills (word processing, internet browsing)
  • Webcam and microphone for virtual workshops (some providers)

Industry & Licensing Requirements

While not required for enrollment, these are necessary for working as a mortgage broker after graduation. Understanding them now helps you plan your career timeline and budget.

National Police Check
Required for ASIC licensing

A National Police Check (criminal history check) is required when applying for an Australian Credit Licence (ACL) or becoming a credit representative.

Estimated Cost:$42 - $87
Credit History Report
ASIC fit and proper person requirement

ASIC requires a credit history report and bankruptcy check as part of the "fit and proper person" assessment for ACL holders and responsible persons.

Professional Indemnity Insurance
Required for ACL holders

If you plan to hold your own ACL, you'll need professional indemnity insurance. Credit representatives are typically covered under their licensee's policy.

Recommended Pathways

Pathway From
Qualifications that lead to FNS40821
  • FNS30122 Certificate III in Financial Services
  • Entry-level finance roles
  • Direct entry (no prior qualification needed)
Pathway To
Further study options after FNS40821
  • FNS50322 Diploma of Finance and Mortgage Broking Management
  • Advanced Diploma of Financial Planning
  • Bachelor of Business (Finance) with credit transfer
Authority & Compliance Resources

Ready to Get Started?

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